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On
the Nature of a Post-Metaphysical Spirituality
Response to Habermas and Weis
Ken Wilber
The publication of Jurgen
Habermas's Nachmetaphysisches Denken (Post-Metaphysical Thinking) and the
publication of a Hans-Willi Weis article about my work
prompted several people
in Germany to approach me with questions about my response to those pieces.
What follows is a brief reply to both.
Questions were submitted
by Edith Zundel and Frank Visser, among others. I have simply listed their
questions and my brief responses. Part I deals with issues
raised primarily by Jurgen
Habermas, and Part II with Weis.
Part I: Habermas and Post-Metaphysical
Spirituality
Mr. Wilber, your view is
evolutionary from beginning to end.
Well, be careful right there.
My view has been summarized as "quadrants, waves, streams, states, types,
self"--and of those, only waves and streams (or levels and
lines) are essentially developmental
or evolutionary. The other variables and dimensions are not. For example,
states of consciousness do not usually show
development. And when you
are at a given stage or wave, the types at that stage do not develop. And
most important of all, the timeless Urgrund does not develop
(although its manifest aspects
often do). But my approach does include developmental and evolutionary
aspects as part of the integral model, because that is what
the evidence demands at
this time.
The scientific doctrine of
evolution is a reconstruction of the past; any view of future evolution
is by definition speculative. On what data do you base your ideas of
future evolution?
My ideas of future evolution
are based largely on a reconstructive science , and are predictive only
within that range. That is, we watch individuals of today who
develop into stages that
are beyond the average or typical, and based on a reconstruction of these
individuals' development (namely, their own realized higher
stages), we suggest that
future higher development on the whole might be similar in certain deep
patterns.
Here is an example from natural
science: let us say that we are a "Martian scientist" watching life evolve
on Earth. We see quarks emerge, then atoms, then
molecules. And then, in
a few rare instances, we see molecules gather together into cells. Based
on that empirical observation, we conclude that if other molecules
continue their evolution,
they too will likely form cells. This is NOT a metaphysical speculation,
but an empirical conclusion based on a reconstructive science.
Just so, in today's world,
we watch those individuals (the molecules) who develop into higher stages
(the cells), and we predict, based on empirical research, that
future development will
likely follow those general trends. But those trends themselves are an
open system, based on realities in all four quadrants (intentional,
behavioral, social, and
cultural), [1] and we cannot predict with any certainty the actual forms
and surface features of the future realities, which is why the system
remains open in so many
ways.
Unlike the perennial philosophy,
the details of which I mostly reject, I believe that the levels of consciousness
are largely plastic, and the "Great Nest" is actually just
a vast morphogenetic field
of potentials (see Integral Psychology for a discussion of this idea) and
not a predetermined set of levels through which humanity must
rigidly march on the way
to its own realization. However, once a level of consciousness emerges
in enough people, then that level becomes a Kosmic pattern for
future development, and
thus it becomes something of a fixed level, not in a Platonic sense, but
in the sense outlined by Charles Peirce, namely, a set of Kosmic
habits, habits that are
consequently repeated in stages of subsequent development (just as atoms
and molecules are part of all subsequent evolution). This approach
overcomes and rejects a
metaphysical viewpoint and replaces it with an empirical, phenomenological,
experiential and evidential approach.
Under those circumstances,
a past reconstructive science can predict the general features of some
future forms. Let me give an example, using the stages of Spiral
Dynamics [2]: When humanity
was first evolving, it was at the beige (or archaic) stage, generally speaking.
But certain evolutionary pioneers pushed into the next
developmental stage, the
purple (or magic) stage. When they did so, this stage was not predetermined
in any substantial fashion. Rather, all that was given (by the
Great Nest) was a potential
for higher, more complex functioning--a principle of creativity (according
to Whitehead), or a principle of Eros (Plotinus), or simply a
possibility of self-organizing
systems (as today's complexity and chaos theories maintain--the work of
Stuart Kaufman, for example). Furthermore--and this is quite
important in my own system--the
actual form of the purple wave was created and molded by all four quadrants
(intentional, behavioral, social, and cultural) operating
at the time. None of those
items were predetermined at all.
Now jump forward around one-hundred-thousand
years to the time of, say, the Roman Empire: humanity has evolved from
beige (archaic) to purple (magic) to red
(mythic) to blue (mythic-rational).
In each case of evolutionary emergence, the same principles were at work:
namely, a principle of creativity or self-organization to a
higher level of complexity,
whose actual features were not predetermined but were filled in by all
four quadrants. Again, none of those particular features are
Platonically determined,
and the actual form of each major stage--purple, red, blue, etc.--could
have unfolded in an almost infinite number of ways. But once the
wave unfolded and took on
its manifest form, that form became a Kosmic habit that was then repeated
wherever it emerged. This is very similar to, e.g., Rupert
Sheldrake's theory of morphic
fields.
What this means is that,
for example, a person born into a blue culture is still born at square
1--is still born at beige, and then evolves to purple, and then to red,
and
then to blue.... How do
we know this? Only through extensive empirical and phenomenological research
into stages of development (see Integral Psychology ),
which is itself a reconstructive
science. But this means that, if we see somebody today who is at, say,
purple, we can predict that if they continue their development,
they will develop into red
and then into blue capacities, and that prediction is based on nothing
but a past reconstructive science of those who have developed
beyond purple. There is
precisely nothing metaphysical about any of this--and developmental psychologists
do it all the time!
We cannot say, however, what
the actual form the future development will take in any person. Nor can
we say what form leading-edge evolution will take. All of
those are still open and
fluid--and they are molded by all four quadrants which are constantly changing
in many aspects. So any given future development will be a
mixture of at least these
five factors: the potential for higher development contributed by Spirit
(or the Great Nest, or Eros, or self-organization); a person's own
autonomous intentions and
desires; a person's actual behavioral patterns; social systems and institutions;
cultural values and shared meanings--all of which have
aspects that are always
open and free (in addition to the many aspects that are conditioned, determined,
or karmic and habitual). [3]
Likewise, the subtle dimension
is not a fixed level but a great reservoir of future stages of consciousness
unfolding. This is why I state, in SES, that leading-edge
evolution can continue into
literally billions of worlds. None of those future "levels" is fixed or
predetermined. [4] But once a particular level/stage emerges in
evolution, its deep pattern
becomes a Kosmic habit that is then repeated wherever it emerges--just
as purple and red and blue waves are patterns that human beings
now repeat in their own
development (as cross-cultural research has consistently shown). [5] Again,
none of this is metaphysical; it is entirely empirical,
phenomenological, and experiential,
occurring under the province of a reconstructive science. Metaphysics is
an approach I specifically and strongly disavow.
This question is perhaps
a bit unfair, for nobody can do everything at once. In what sense do you
see your system as helpful for meditative practice? I sometimes feel
that a spiritual traveler
not only needs a good map (such as the one you have produced) but also
a kind of Lonely Planet guide book, that goes into the descriptive
details of the territory.
Does your stage model also answer questions such as: what happens to beginning
meditators, what ordeals do advanced meditators have to
face?
The question is not unfair
at all; it makes a lot of sense. But perhaps I should say that the way
that I work is to try to provide the most generalized map possible,
because the specific details
can only be filled in by concrete practice, usually with an experienced
guide in a particular tradition. The same is true whether studying
Zen, cooking, gardening,
mathematics, or car racing. It would be silly of me to try and give all
those details, when most of them are experiential, not theoretical.
Rather, what I am trying
to do is this: If we take all of the truths that have been advanced--in
the West and the East; in premodern, modern, and postmodern
times--and we put them all
together, then what system of thought can honor, acknowledge, and integrate
the most number of truths from the most number of
traditions?
I believe that the integral
system that I have suggested can honor and include more truths from more
traditions, and therefore it is a system that can better offer
people a way to open their
minds and hearts to the vast array of the Kosmos--its goodness, its beauty,
and its many truths. [6] But for the details, as always, we
must immerse ourselves in
the concrete realities and particularities of this moment. When it comes
to spiritual practice, this means studying with a teacher whom you
trust and working out your
own salvation with care.
How do we handle different
cultural meditative backgrounds in the interpretation of meditative experiences
(e.g. the self vs. no-self debate between yogis and
Buddhists)?
This is exactly why we need
something like the four quadrants (or the realization that all actual occasions
have intentional, behavioral, social, and cultural dimensions
as intrinsic features of
their being-in-the-world). The "levels" of consciousness that are now available
to human beings are not given in some sort of predetermined
Platonic (or Hegelian or
Aurobindoian) fashion: rather, they are given as potential forms and patterns
(reflecting the gradient of evolutionary tension that is the Great
Nest), and those emergent
forms take their flesh and content from the intentional, behavioral, social,
and cultural patterns operative at that time. Certain of those
features we find to be universal
(based on a careful reconstructive science), but those universals are simply
universal habits and not pregiven, unyielding molds (and
they could have conceivably
been quite different in a different universe created by the same Spirit,
because Spirit's "play" involves all four quadrants).
This suggests that specific
meaning (in any given historical-cultural context) is a combination of
both universal (or context-transcending) aspects and context-bound
aspects (a view similar
to that of Habermas, although his developmental map does not include the
higher, postrational states and stages of consciousness, which limits
his otherwise wonderful
contributions). In my view, the universal aspects that we find in human
endeavors come from at least two sources: the potential of Spirit as a
capacity for creativity
or self-transcendence (which allows virtually anybody to transcend into
higher states; this universal potential for transcendence is the gradient
of potentials or morphogenetic
field known as the Great Nest, although none of its surface forms are predetermined);
and the deep patterns of Kosmic habits that
have already been laid down
by past development (as we saw with Spiral Dynamics). [7]
Let me give a major example:
say that you have an powerful experience of cosmic consciousness, or a
sense of being one with the entire manifest world. Now the
deep pattern of that experience
is quite similar no matter what culture it appears in--you can have this
experience of oneness if you are Chinese, Indian, German, or
Mexican, living now or a
thousand years ago (reflecting the universal capacity for self-transcendence).
But the actual contours, contexts, surface features, and
specific meanings of that
experience will usually vary from culture to culture and even from person
to person. In my integral model, the universal features (which
reflect a universal capacity
for self-transcendence that is not fixed and determined but open and fluid)
and the relative or context-dependent features (determined by
the four quadrants as they
"tetra-evolve") are both included. This approach therefore offers what
I believe is a more comprehensive view of these intricate problems.
Likewise, the various waves
(or stages) of consciousness that unfold in meditators show certain context-transcending
similarities (certain experiences in meditation
are universal, reflecting
the universal gradient of potential for transcendence that is the Great
Nest); but the specific details, the actual path, the types of states of
consciousness experienced
along the way, and the concrete meanings given to them, vary from culture
to culture, from tradition to tradition, and often from teacher to
teacher. This is simply
part of the wonderful diversity of manifestation that needs to be included
along with the demonstrable universals and similarities.
Which brings me to a question
about the status of "spiritual science" such as meditation. What is the
role played by conditioning (Buddhist, Hindu, Sufi) in all this, and
to what extent does that
color our experiences in meditation? Isn't that pure conditioning? Where
is the objectivity here, where the discovery of inner reality, and
where cultural and religious
conditioning?
That is where a reconstructive
science has the most to offer. If you look at the studies on the stages
of meditation made by Daniel P. Brown (Wilber et al,
Transformations of Consciousness
[CW4]; and Wilber, Integral Psychology [CW4]), it appears that the same
general waves of higher consciousness development
can be found in most of
the major spiritual traditions, at least in their deep patterns (although
their surface patterns vary considerably). Likewise, meditators today
who develop into permanent
nondual consciousness have been shown to traverse the same general waves
(Wilber, "Waves, Streams, States and Self," Journal of
Consciousness Studies ,
7, no. 11-12, 2000, pp. 145-76), although again the surface features vary
(because the four quadrants are different). The question then
becomes, is it possible
that these stages of consciousness development are merely conditioning?
That does not appear to be
the case. The same charge can be made against any stage conception, including
that of, for example, Lawrence Kohlberg in moral
development. How do we decide
if these stages are merely conditioned? We pursue a reconstructive science
to the best of our ability. Using Kohlberg as an
example, his model of moral
development has now been tested in several dozen First-, Second-, and Third-World
countries, and to date no major exceptions to his
stages have been found .
The green-meme (or merely pluralistic) mentality rebels violently at this
conclusion, but the research is quite clear: "Similar findings [about
Kohlberg's stages] have
emerged from studies in Mexico, the Bahamas, Taiwan, Indonesia, Turkey,
Honduras, India, Nigeria, and Kenya.... So it seems that
Kohlberg's levels and stages
of moral reasoning are 'universal' structures...[and] Kohlberg's morals
stages do seem to represent an invariant sequence." Shaffer, D.,
Social and Personality Development,
1994, 417-8. As another researcher summarizes the evidence: "Comprehensive
reviews of cross-cultural studies suggest that
Kohlberg's theory and method
are reasonably culture-fair and do reflect moral issues, norms, and values
relevant in other cultural settings. Further, these data also
support the developmental
criteria implied by his stage model [giving] impressive support for his
developmental theory and its nonrelativistic stance...." Vasudev, J.
'Ahimsa, Justice, and the
Unity of Life,' in M. Miller and S. Cook-Greuter, Transcendence and Mature
Thought in Adulthood , 1994, 241. This does not mean that
Kohlberg's model covers
all the relevant morals issues in various cultures, only that it has proven
to be universal in those stages that it does address (not because they
are Platonic/Hegelian/Aurodindoian
archetypes, but because those stages have now become Kosmic habits of development).
Kohlberg's stages are nonrelativistic
and not due to conditioning,
as far as the evidence of a reconstructive science can determine.
Just so with any stages of
meditation that we may find. We carefully check the evidence in as many
cross-cultural settings as possible, and we see if any
commonalities or similarities
emerge. If so, we are justified in suspecting "quasi-universals." Again,
there is nothing metaphysical or merely theoretical about any of
this; it is based on empirical
and phenomenological evidence subjected to rational analysis after the
fact, even if some of the stages themselves are transrational
(stages that are directly
known, not by rational analysis or a reconstructive science, but rather
by direct meditative practice or spiritual science--see below). Both the
rational reconstructive
science and the direct spiritual practice are aspects of the more integral
approach that I am suggesting.
This does not mean that all
the experiences of today's meditators are already laid down as Kosmic habits,
because (1) the leading-edge stages are always open and
free in any event; (2) the
reality of the higher stages are given as potentials by Spirit, not yet
as Kosmic habits (the gradient of transcendent potential that is the Great
Nest is universal, even
if its surface features are not); (3) any specific experience is a product
of all four quadrants, so an individual's experience of the higher stages
(or any stages) will always
be unique in many ways.
One of your books, The Marriage
of Sense and Soul , is subtitled: "Integrating Science and Religion"--this
could be seen as the motto for your oeuvre as a whole.
Many scientists I have met
get very skeptical when they hear about this. They suspect that, instead
of integrating religion and science, you smuggle religion into
science, which can only
lead to bad science. Science and religion are two discourses that never
meet--water is H2O or holy water, there is nothing in between. What
would your comment be on
that?
Well, your scientist friends
would be entirely correct if by "religion" we meant the common or typical
meaning, which is that religion is essentially the mythic wave of
development (red to blue).
Most "integrations" of science and religion involve things such as Christian
theologians attempting to smuggle their theology into the tenets
of natural science, and
thus "prove" that the Big Bang was created by their specific God--Jehovah--and
that "integrates" science and religion!
I reject that approach entirely.
It is yet another example of the metaphysical approach to the problem of
higher states and stages. A post-metaphysical and
reconstructive science proceeds
by quite different means: it is based on direct evidence gathered by an
investigation of those who have repeatedly demonstrated
competence at the postrational
waves of development. This involves both a rational reconstruction of the
essential elements or deep features of these higher stages
and a call to develop these
higher stages in oneself by taking up the practices of transformative practice
that have been empirically demonstrated to accelerate the
unfolding of these higher
waves. These direct spiritual experiences are entirely compatible with
a general scientific attitude that demands evidence, carried out through
research, and grounded at
every point in experiment and experience. This is the post-Kantian and
post-metaphysical approach that I have suggested for spiritual
studies as part of a larger
integral studies. The "religion" you refer to is pre-Kantian, dogmatic,
and mythic, an approach suited only to premodern waves of
evolution.
You have identified common
procedures in both natural science and social science. On top of that,
you have postulated a third type of science, almost nobody has
mentioned so far--"spiritual
science"--such as yoga and meditation, which would result in repeatable
conclusions about the spiritual. Are you really suggesting we can
now prove the existence
of God as simply as we can prove the existence of the moon?
No. It's actually much simpler,
but that's another story!
Let me start by pointing
out that, just as with the word "religion," there are numerous meanings
of the word "science." In my various writings, I have pointed out that
reputable scholars have
used at least two major different meanings of "science" and at least three
levels of "science." To take them in that order:
The two major meanings are
"narrow science" and "broad science." Narrow science refers to a science
that accepts as real nothing but sensorimotor occasions, or,
secondarily, attempts to
tie its rational and theoretic analysis to nothing but sensorimotor occasions.
Most of the "hard sciences," such as biology and chemistry, are
taken to be examples of
narrow science. For the narrow sciences, "empiricism" likewise means "experiences
originating in the five senses or their extensions"
(microscopes, telescopes,
etc.).
But many philosophers of
science have pointed out that there are other types of science that do
not depend strictly on the senses: mathematics and logic, for
example. Likewise, there
are the social sciences or geist sciences, which function in many ways
with symbolic and not just sensory occasions. These are called the
"broad sciences" or "deep
sciences," and even the narrow sciences (such as physics) depend in part
on the deep sciences (such as mathematics and logic).
The deep sciences often deal
with realities that can only be seen with the "inward eye" (such as Boolean
algebra and imaginary numbers). For all of the broad or
deep sciences, empiricism
is used in a much wider and richer fashion: namely, an occasion is empirically
real if it can be directly experienced by individuals in a peer
group competent in the means
of accessing the occasion. Thus, competent mathematicians can mentally
experience the string of symbolic equations constituting the
Pythagorean Theorem, and
they have concluded that the Pythagorean Theorem is true (or that it represents
genuine realities). In other words, most forms of deep
science reject the radical
dualism between thought and experience, since thoughts can themselves be
experienced by consciousness. This is the general basis of the
geist sciences, including
the interpretive sciences of hermeneutics and introspective sciences of
the phenomenological variety. That is, the geist sciences can
investigate the objects
or the phenomena or the experiences that present themselves to any subject
or consciousness, whether the objects or experiences are
sensory, mental, or spiritual.
I have suggested that both
of those two major forms of science (narrow and deep) share at least three
common features--namely, they both operate by
injunction/exemplar, experience/evidence,
and confirmation/rejection--the so-called "three strands" of all good science.
That is, all "good science," whether narrow or
deep, attempts to follow
these three strands (which is what grounds their truth claims and makes
them "scientific"). These three strands were suggested in order to
explicitly incorporate the
valid aspects of the theory of science advanced by Thomas Kuhn (the necessity
of exemplars/injunctions/paradigms), empiricism (the
necessity of experiential
grounding), and Karl Popper (the importance of potential refutation). I
further claim that these three strands are generally followed by
sensory science, mental
science, and spiritual science.
Which brings us to the levels
of science . Since broad or deep science investigates any direct experiences
presented to consciousness that can be shared and
communicated within a peer
group of competence, and since we have already seen that there are levels
of consciousness , it follows that there are as many levels of
phenomenological science
as there are levels of consciousness. Since there are demonstrably three
great levels/states of consciousness (namely, gross, subtle, and
causal--correlated with,
e.g., waking, dreaming, and sleeping), it follows that there are (at least)
three major levels of science--gross, subtle, and causal--or, more
commonly, sensory, mental,
and spiritual science.
Thus, a more integral approach
suggests that there are sensory, mental, and spiritual sciences (based
on an investigation of gross, subtle, or causal
objects/phenomena of consciousness,
respectively). Narrow science generally refers to level one: it investigates
primarily material, sensory, or gross objects of
consciousness. Broad or
deep science goes further and investigates both the second and third levels
of phenomenological experience: namely, the mental, symbolic,
hermeneutic, and interpretive
objects or phenomena of consciousness (level two), as well as--further
yet--the spiritual, causal, transrational, supramental phenomena
of consciousness (level
three).
All of those levels of science,
if they involve good science, involve the three strands of all good science,
namely: injunction, experience, validation/refutation. I have
given extensive examples
of this from various mental and spiritual disciplines (e.g., Eye to Eye
, The Marriage of Sense and Soul , A Theory of Everything ).
And I have made one final
suggestion: using the quadrants, we can correlate the findings of broad
science (e.g., meditative experiences) with the findings of narrow
science (e.g., brainwave
patterns during meditation registered by an EEG machine). This "all-quadrant,
all-level" approach therefore allows us to do something that
neither premodern spiritual
traditions nor modern science can do on their own: namely, track all four
dimensions of an actual occasion (intentional, behavioral, social,
and cultural) and therefore
offer, for the first time, a more integral approach to science, consciousness,
and spirituality. [8]
In your view of human pathology
you have not only restructured the field of conventional psychiatry, but
also added new fields of "therapy": the personal and the
transpersonal domains. Aren't
you imposing the categories of therapy and pathology on these domains?
Shouldn't we see spirituality with completely fresh eyes?
Shouldn't we see spirituality
with completely fresh eyes? Sure, if we could--which of course we can't,
since all perception is always already context-bound, and
those who suggest otherwise
simply mean, shouldn't we see spirituality as they see it?
My simple point is that,
based on a reconstructive science, we find that certain patterns of development,
as judged by the individuals undergoing the development,
are more appropriate, authentic,
or "healthy," and other patterns are more fractured, unhealthy, or pathological.
All traditions--even Zen--recognize "sickness" on
their paths. For example,
"Zen sickness," as Hakuin called it, is related to improper concentration
and can result in debilitating physical, emotional, and mental
problems.
All that a more integral
approach does is to take all of these possible pathologies and list them
as warning signs that a therapist, teacher, or student might watch out
for during their own practice.
I am certainly not attempting to pathologize the higher waves or turn them
into a therapeutic endeavor. But for those who wish to take
advantage of this more integral
approach, then various therapeutic interventions are available for those
who are having trouble in the transpersonal stages or states of
their own being and becoming.
Your system seems very normative.
As you wrote in A Sociable God , it delineates what can go wrong (critical)
and how things should be (normative). In what
sense can science and norms
go together?
Depends, as usual, on which
"science" you mean. Narrow science has no norms. Broad science deals with
norms all the time.
Generally, the objection
that science only deals with facts (what is) and not values or norms (what
should be) is an objection raised solely by those who believe only
in narrow science (even
though narrow science itself depends on broad science, as we saw above,
and broad science embraces norms as inescapable). Moreover,
broad science itself offers
guidelines to more authentic and less authentic norms, based (in part)
on a reconstructive science.
For example: broad science
investigates the unfolding of the stages of consciousness (as we saw with
Kohlberg and Spiral Dynamics). In that development, the what
is of one stage becomes
the what should be of a previous stage, and thus facticity is converted
into normative trends with every evolutionary unfolding. What is gives
way to what should be, scientifically
tracked and demonstrated. The gradient of potential given by Spirit turns
out to be a normative gradient unfolded in
developmental evolution--
as discovered by a broad reconstructive science .
Let me give a specific example
from Spiral Dynamics. A developmental psychologist using good, broad, reconstructive
science (i.e., science that uses all three
strands--that's the "good"
part--when investigating interior/phenomenological realities--that's the
"broad" part--in a population of those who have already
demonstrated competence
in a particular developmental task--that's the "reconstructive" part) finds
that, in a general fashion, consciousness development proceeds
from beige to purple to
red to blue to orange (to perhaps higher waves). That is the conclusion
based on a reconstructive science that finds these stages after the fact,
not imposes them in any
a priori fashion.
But once a reconstructive
science has demonstrated the what is of each stage--that is, after it has
merely described, in a largely phenomenological fashion, the
contours of each stage of
development in a competent population--then the reflective intellect is
able to spot patterns in the unfolding development. One such pattern
is that each succeeding
stage involves an increase in perspectivism and thus an increase in the
capacity for mutual care and compassion (i.e., it is scientifically
demonstrable that orange
has a wider capacity for compassion than red). The what is of each stage
of consciousness development gives way to a pattern of certain
increasing variables, and
thus the factual what is of each stage unfolds into a series of normative
trends and tendencies, such that it is factually true that normative
compassion increases with
consciousness development (established by a reconstructive science). Thus,
for example, IF you value compassion, then a reconstructive
science can tell you this:
what should a red meme do? It should continue its development to orange....
(And a more integral reconstructive science, which carries its
investigation into the transpersonal
domains, would be able to say: IF you value compassion, then orange should
continue its development into causal and nondual
waves, as a scientific fact
.)
Can normative value be read
directly and merely off the direction of evolution itself? Only in a metaphysical,
pre-Kantian fashion. A post-metaphysical, experiential
approach--which denies the
ontological status of "levels of reality" divorced from the knowing consciousness--suggests
instead that normative tendencies can be read
not merely from evolution,
but only into evolution with the help of a realization of the higher waves
of development. That is, a realization of causal and nondual waves
of consciousness development--secured
by a good, broad science of the transpersonal domains--brings with it the
normative grounding of the entire sequence. As
Buddha said when asked why
a person should be moral, "Because of nirvana." "Nirvana," of course, is
not a mythic heaven or everlasting afterlife, but is rather a
state of consciousness.
Buddha is saying that moral actions help secure the higher state of consciousness
known as nirvana, and thus, in addition to whatever relative
value they might have in
their own right (such as increasing good karma for the egoic self), their
ultimate value lies in the fact that they are conducive to the direct
realization of Spirit itself.
Thus, the ultimate normative grounding of the entire developmental unfolding
cannot be read from any stage or series of stages, but only
from a direct realization
of the Urgrund itself, which is secured by a good, broad science of the
post-rational waves of development and confirmed by a
reconstructive science of
those who have demonstrated competence in that regard.
Thus, ultimate normative
grounding--or what should be --is found in the what is of the transpersonal
domain, demonstrated by good broad science and confirmed by
careful reconstructive science.
And in the developmental unfolding itself, normative tendencies of certain
variables can be shown to increase with further
development, so that IF
one values those variables, normative statements can be read off the stages
themselves. [9] Both of those factors--the relative increase in
certain normative values
during development, and their ultimate grounding in the transpersonal domains
(or Spirit itself)--are open to good broad science and
reconstructive science.
Of course, those who believe
only in narrow science will believe none of this. But then, they don't
even believe in the geist sciences, so what can I say? (Of course,
ask a narrow scientist why
he defends narrow science so aggressively as being the only correct approach
to truth--ask him, that is, why he values narrow science so
much when he claims that
narrow science completely lacks values and yet is the only truth--and that
is when the conversation gets really interesting. Since, according
to him, there are no values
in reality, then where exactly did his come from?)
What is the status of a "critical
science," in relation to the more "objective" sciences?
A "critical theory" can be
established in any major discipline--whether in art, morals, or science.
It simply depends on whether one has an approach that one claims
to be more authentic, or
more comprehensive, or more accurate, or more valuable, or "more something."
The Frankfurt School, for example, developed a critical
social theory that they
claimed offered more political and personal freedom. You can have a critical
art theory, critical moral theory, critical spiritual theory, and so
on. But all critical theories
are internally bound to a series of normative claims that they then must
justify as compelling and in some sense binding on others. That's the
tricky part, of course.
Since I have offered an "integral
theory" that I claim honors more types of truths than the alternatives,
then I must offer a series of justifications for this claim, and that
is what my books attempt
to do. Since I believe that in many cases I can justify my claims to be
more integral than the alternatives, I have often criticized the
alternative views as being
partial and "less integral" or "less comprehensive" (and therefore presumably
"less true"). So yes, I have offered a "critical integral theory."
(See Jack Crittenden's Foreword
to The Eye of Spirit , where he summarizes my critical theory.)
But I should say that I hold
this integral critical theory very lightly. Part of the difficulty is that,
at this early stage, all of our attempts at a more integral theory are
very
preliminary and sketchy.
It will take decades of work among hundreds of scholars to truly flesh
out an integral theory with any sort of compelling veracity. Until that
time, what I try to offer
are suggestions for making our existing theories and practices just a little
more integral than they are now....
How do you see your position
in relation to Habermas, who advocates a critical science?
As many people know, I consider
Habermas the world's greatest living philosopher. This does not mean, however,
that I agree with all of what he has to say. But in
very general terms I do
find much agreement with his quasi-universalist approach; his developmental
perspective; his dialogical methods; his three domains and three
validity claims (art, morals,
science--one version of the four quadrants); his championing of the lifeworld
in addition to the systems world; his attempt at a
reconstruction of the pragmatic
history of embodied consciousness; his normative boldness; his blend of
both transcendental and context-bound claims; and his
critical stance.
I respectfully disagree on
many of the details of those broad programs, however; and I strongly part
ways with Habermas on his treatment of both the pre-linguistic
and trans-linguistic realms.
Habermas relates humans to both preverbal Nature and transverbal Spirit
in ways that I believe are profoundly incorrect. A more integral
(or "all-quadrants, all-levels,
all-lines, all-states") approach allows us to handle a much larger view
of the Kosmos than Habermas allows.
Many people feel spirituality
should be approached through image and metaphor, not through rational and
academic discourse.
Well, again, it depends on
what you mean by "spirituality." Some levels of consciousness have spiritual
aspects that are best approached through image and
metaphor; some through rational
and academic discourse; and some through direct practice and realization.
My approach attempts to include and honor all of those.
At the same time, a critical
integral theory does indeed make suggestions about which of those approaches
are more authentic than others, and the conclusion is that
different types of spirituality
are appropriate at different stages of consciousness development. [10]
There are different types of spirituality found at virtually every
level of the spectrum of
consciousness, using "spirituality" or "religion" interchangeably in this
case to mean that which is one's ultimate concern and that in which one
puts ultimate faith.
For example, at the magic
and mythic stages, dogmatic mythological religion is not only the most
prevalent type of spirituality, it is virtually the only type of spirituality
that can be sustained at
those levels. This spirituality is metaphysical and pre-Kantian in almost
every sense, because it confuses structures of consciousness with
ontological levels of reality
separate from consciousness--which happens to be entirely appropriate at
those waves, and, anyway, we can't really change the contours
of those Kosmic habits now.
We can, however, continue
our own growth and development beyond the mythic waves and into the rational
waves. At the rational stages, spirituality (or one's
ultimate concern and one's
ultimate faith) involves a type of rational-scientific approach to the
universe (where "science" means level-one and level-two science). At
these intermediate levels
of consciousness, one believes in rationality and empirical phenomena with
a type of blind religious faith, even though there is no
rational-empirical proof
for it: there is no scientific proof that scientific proof alone is real,
and yet the egoic-rational level believes with all its heart and soul that
rationality alone offers
the secrets of the universe. Just as at the previous stages, where one
identified with mythology and therefore found religion in mythic dogma,
at
these rational stages one
identifies with reason and therefore finds religion in rational proclamations
of scientific faith. Habermas's religion or ultimate concern, for
example, is communicative
reason, which is entirely appropriate at these waves.
A rational-stage believer
puts his faith in reason, just as at the previous stage a person puts his
or her faith in myths. "Faith" in all these senses is not meant in a
derogatory fashion, but
in a positive way: one has faith in that which one "knows" to be real,
and at each wave of consciousness development, a person is directly
introduced to various phenomena
of consciousness: at the magic waves, one sees magic phenomena (which are
real as phenomena); at the mythic waves, one sees
mythic phenomena (which
are real as phenomena); at the rational waves, one sees rational phenomena
(which are real as phenomena); and at the spiritual waves,
one sees spiritual phenomena
(which, it is further claimed, directly shade into noumenon itself, not
in a metaphysical but experiential sense, demonstrated by a good,
deep science in the direct
experience of satori, for example).
When development continues
from the mind and into the supramental or transpersonal or postrational
realms (a development that can be rationally reconstructed but
not rationally attained),
one's spirituality shifts from an ultimate concern with the contents of
the mind to an ultimate concern with the contents of transcendental
consciousness as such (which,
because it transcends and includes the previous levels, results ideally
in an integral approach to spirituality, science, and the universe at
large)--shifts, that is,
from a faith in mind to a faith in spirit itself. As with the previous
stages, this "faith" is not misplaced; it results from a direct realization
of the
spiritual reality disclosed
at the postrational waves of consciousness development. Of course, some
individuals see spiritual realities more clearly than others, just as
some use reason more brilliantly
than others. But for all who continue their development into the transpersonal
waves, a reconstructive science of that development
shows unmistakably its supramental
and spiritual character--but this is now a spirituality that is based on
direct experiential evidence (satori) that can be
communicated in a peer group
of those who have demonstrated competence in this development (sangha).
This is therefore a thoroughly
post-metaphysical, post-Kantian spirituality. It shuns ontological levels
of reality for postmodern levels of consciousness (which are real
as phenomenological occasions
ultimately revealed as Spirit's potential for transcendence and known directly
by a good broad science).
This type of post-metaphysical
spirituality was most clearly announced in the East by the Buddhist genius
Nagarjuna, who used a transcendental dialectic similar to
Kant's (although Nagarjuna
discovered it fifteen hundred years before Kant) to demolish belief structures
and radically deconstruct myths in order to make way for
direct experiential evidence
(or science in the broad sense).
Thus, where myth and dogma
are the material of metaphysical, pre-Kantian spirituality, direct experience
and deep science are the material of post-metaphysical
spirituality. As I stated
in the introduction to SES: "If metaphysics means thought without evidence,
there is not a metaphysical sentence in this entire book."
Hence, Habermas states that
"there is no alternative to postmetaphysical thinking," I agree entirely.
But what Habermas does not yet appear to realize is that this is
exactly the foundationless
foundation for a postmetaphysical spirituality of direct spiritual experience
disclosed in postrational waves of consciousness development
investigated by a good,
deep science of those who have demonstrated developmental competence in
those dimensions and confirmed by a reconstructive science of
the entire range of human
lifespan development.
Habermas writes of the New
Age movements: "These more serious thinking movements oscillate within
a surreal garland of closed worldviews that are composed of
badly-speculated pieces
of scientific theory. New Age satisfies in an ironic way the longing for
the lost One and Whole with the abstract authority of a system of
science that becomes more
and more impenetrable. But closed worldviews can stabilize themselves in
the sea of a decentralized comprehension of the world only on
subcultural islands." What
is your position towards this statement?
Oh, I agree with virtually
all of it. But I believe we can be more precise in the analysis than Habermas.
First of all, it is true that much New-Age thinking satisfies the
longing for the lost One
and Whole, but not merely in an ironic fashion, but by actual regression
to earlier stages of "oneness" and "wholeness," which are not actually
whole in any developed sense,
but merely stages of infantile fusion and indissociation, magically and
mythically charged (e.g., the purple and red waves). Second, the
more sophisticated New-Age
approaches do indeed use a type of recourse to science, but the science
is almost always distorted (especially the "new physics" and
the "web of life")--but
Habermas is right, this pseudo-science is indeed impenetrable (which means,
it hides from evidence and thus is not really science--it is simply a
new mythology, hence its
often regressive nature). Those New-Age worldviews are indeed closed, both
in terms of development and in terms of falsifiability (and
thus, once again, they are
not real science, since they are immune to the three strands of good science).
And finally, Habermas is quite right that these movements can
survive only in subcultural
islands. In America one of these subcultural islands is found in San Francisco,
which is why I call the most prevalent version of the
sophisticated New-Age approach
the "415 Paradigm" (415 is the area code phone number of San Francisco).
Another island of such beliefs is Boulder, Colorado,
the town in which I live.
Yikes.
This is why it is so important
for integral psychology and all serious postmetaphysical movements to detach
themselves wherever possible from such New-Age
movements (which is why
I myself no longer am a member of the transpersonal movement in America,
which has all the earmarks of the New-Age movement as
described by Habermas, alas).
This is why it is also important
to sharply differentiate a postmetaphysical spirituality from the perennial
philosophy, which is why I have not identified myself with the
perennial philosophy in
over fifteen years. Some of its conclusions are of course important and
demand the utmost respect--but only if they can be reconstructed
using good, broad science
and reconstructive science. [11] I have repeated the necessity for this
postmetaphysical and critical approach in several recent books,
including SES and Integral
Psychology . For those who have not read some of this material, I have
included several endnotes from Integral Psychology in Appendix
1 following this article.
Finally, with reference to
the Habermas quote, I would like to point out that a generalized type of
New-Age belief is very appealing, not only to the prerational
purple and red waves (magic
and mythic), but also to the green meme (or the pluralistic stage of development),
simply because this pluralistic stage is marked by its
strongly subjectivistic
stance. The green meme is around 25% of the adult population in America
and Europe, so this part of the subcultural island is actually more
like a huge continent, which
both Habermas and I are doing our best to transcend.
Part II: Hans-Will Weis and
Ironic Put Downs
Ken Wilber's Philosophy--A
Critical Appraisal by Hans-Willi Weis
Hans-Willi Weis recently
published an article highly critical of my work, replete with ironic put-downs
of my position and filled with a lovely spirit of ill-will and
mean-spiritedness. How refreshing!
I shall try to respond, although I am probably not as good at ironic put-downs
as Meister Weis.
The following are summaries
of Weis's criticisms. If these do not accurately represent his position,
I apologize for any errors. If I ridicule a position and it is not
actually Weis's position,
then please apply the ridicule to some other accurate position of his.
:-)
1. The spectrum of consciousness
and its fulfillment through the transpersonal
KW's system is closed, the
transpersonal stages are not just some further stages that might or might
not exist (this is for science to decide), but the final stages of
development--period.
This is quite incorrect.
The system is open at almost every point. As I explained above, the nature
of future evolution of humanity (and the Kosmos at large) is not
predetermined, but is rather
a product of (at least) all four quadrants as they manifest and interact.
I call this "tetra-evolution," and it is open is almost every way,
constrained only by the
generalities of the twenty tenets, which are not a priori postulates but
a posteriori conclusions based on empirical investigation. Once certain
patterns emerge, they often
become Kosmic habits, but when they first emerged, they had a great deal
of creative freedom and openness.
Most of all, development
is open in the subtle dimensions, which are part of the great creative
fountain of Spirit. As I clearly state at the end of Part I of Sex,
Ecology, Spirituality ,
evolution can (and might) continue into billions and billions of other
worlds. There is no period, period.
Wilber's system claims universal
validity, is immune for criticism and uses empirical data only by way of
illustration.
The system I have proposed
does not claim universal validity in any a priori fashion, but concludes
that there are some aspects of the system that appear to be
universal, and it makes
this conclusion based on empirical and phenomenological investigation by
hundreds of researchers from around the world using reconstructive
broad science. Weis is clearly
unaware of my writing in this regard. He might start to learn about my
work in this area by reading Integral Psychology . In many
ways, my position here is
not much different from aspects of Jurgen Habermas's approach.
2. The Great Chain of Being
and its formulation by the Philosophia Perennis
By relating the spectrum
of consciousness to the Great Chain of Being, Wilber crosses the border
between science and metaphysics, between psychology and
ontology.
I do not identify myself
with the perennial philosophy, and I have not done so for over fifteen
years. As I have stated on many occasions, I categorically reject most
of the work of the major
perennialists, including Schuon, Coomaraswamy, Pallis, Guenon, etc. (For
the latest statement of my rejection of the perennial philosophy,
see TOE).
My major criticisms of the
perennial philosophy are numerous and too detailed to summarize here. But
perhaps my strongest criticism is that we can no longer
conceive of "levels of reality"
in a separative ontological sense. I reject entirely the notions of levels
of reality as separate ontological existents (as explained in many
endnotes in Integral Psychology
; see the following Appendix 1). Rather, any levels of reality must be
conceived in a post-Kantian, post-metaphysical sense, as being
inseparable from the consciousness
that perceives them. This consciousness is investigated, not by metaphysical
speculation, but by empirical and phenomenological
research (see part I).
I have outlined this post-metaphysical
and postmodern approach in numerous places, including several endnotes
in SES, The Marriage of Sense and Soul (which
specifically addresses the
need for, and methodology of, a post-Kantian spirituality), and long endnotes
in Integral Psychology . I suggest Weis start with those if he
would like to learn more
about my position.
What has an dogmatic repetition
of concepts found in the wisdom traditions to do with empirical transpersonal
research?
Nothing, which is why I categorically
reject them--unless they can be reconstructed using good broad science
and reconstructive science. Some of them can, many
cannot; but we repeat none
of them on blind faith.
3. Philosophia Perennis as
foundation--the argument from authority
Conceiving the transpersonal
realistically as the ens perfectissimum of theology, one can only point
to the authority of the spiritual scriptures.
True, which is why I categorically
reject that approach as well. I am a major critic of the perennial philosophy
for all those reasons. The only areas of the perennial
philosophy that I have been
willing to support are those that have continuing and ongoing grounding
in empirical and phenomenological investigation, such as the
existence of three major
states of consciousness (waking, dreaming, sleeping). But otherwise, all
of the perennial philosophy is up for review based on good, broad
science and confirmed by
reconstructive science.
What empirical proof do historical
spiritual figures present us with?
None, which is why their
claims must be open to ongoing experiential research.
What proof do we have that
they represent our future development?
None, which is why their
claims must be open to ongoing experiential research. I have said that
some of the great sages "represent our future," but only in the
sense--and to the extent--that
they have experienced higher or wider or deeper states of consciousness
that humanity as a whole might discover (as I explained in
Part I). But whether or
not that happens depends on events in all four quadrants, each of which
is an open, evolving system. Again, Weis is taking a very superficial
and narrow reading of my
work and trying to extrapolate it, and the results are his own dogmatism,
not mine.
4. The transpersonal as a
promise of the evolutionary future
Wilber sees the transpersonal
as potential evolutionary stages, not as actual realities, which is another
proof his thoughts move on an abstract level, high above the
empirical world.
That is incorrect on both
counts. As I explained above, the transpersonal realms are universal potentials
for transcendence that can be experienced by virtually
anybody right now, as a
concrete reality, but its actual forms are filled out by all four quadrants.
These higher potentials might become higher evolutionary stages, but
that will only happen based
on concrete realities in all four quadrants.
Further, as my overall writings
make clear, I maintain, based on empirical and phenomenological evidence,
that "the transpersonal" actually contains "states," "stages,"
and "realms." As states,
they are ever-present realities, not future potentials. In other words,
my model can accommodate both Weis's position and an evolutionary
position, whereas his model
does not.
Ideas about future evolution
can only be speculative and have nothing to do with the scientific concept
of evolution, which is retrospective, reconstructive.
Correct, which is why, as
I explain in SES, the higher stages can only be explicated with a reconstructive
science (see Part I above). Weis might have missed these
sections. The point is that
if we take a reconstructive approach to those who have already demonstrated
a present competence in higher stages of development (i.e.,
stages beyond turquoise),
then those stages will likely give us some of the general patterns that
future evolution on a larger scale might follow (as a Kosmic habit), but
even then, the actual forms
will only be determined by emergent realities in all four quadrants. I
don't think Hans-Willi is quite following the argument here, but I'm
sure if he did, he could
still find something wonderfully nasty to say about it. :-)
5. Meditation as scientific
proof for metaphysical statements?
Metaphysics is concerned
with understanding the (higher) world, science with facts. Science does
not know if development is in itself desirable.
Correct, and again Weis repeats
much of my own position as if it were merely his. My stance here is again
somewhat similar to Habermas's, but whereas Habermas
stops his account of development
at the centaur (turquoise), I continue the account into the transpersonal
as it becomes a concrete reality in development (and can
be demonstrated with a reconstructive
science). And, as I said, I categorically reject metaphysical approaches
in every way. We need a postmodern, post-Kantian,
empirically and phenomenologically
and experientially grounded science of the transpersonal, which operates
through a reconstructive science to suggest the higher
stages and states that are
available as present realities (facts) to those who continue their development
beyond the stages recognized by conventional theorists such
as Habermas.
Does meditation prove in
a "scientific" way the metaphysical statements of the spiritual traditions?
Metaphysics and science can never meet. (A scientific proof of the
existence of God is a contradiction
in terms.)
Generally I agree with the
points that Weis is making here, but only from within his own narrow definitions.
There is an enormous literature--in both Germany and
America--on what the meaning
of "science" is. Weis typically collapses my position--which contains at
least three separate answers to that question--into one lump
answer, which is nowhere
near my actual stance. So let me unfold my actual position on "science,"
if I may, and repeat a few points I made previously:
1. If by "science" we mean
sensorimotor empiricism, then there is no scientific proof for God. Nor
is there any scientific proof for any realities higher than sensory
(including mathematics,
logic, etc.--all of those become "nonscientific" because they are nonsensory).
This is often called "narrow science."
2. If by "science" we mean
propositions ground in direct experiential evidence, then of course there
is a "proof" of God's existence, and it is called "satori," the direct
realization of the Suchness
or Isness (tathagata) of the world. This is often called "deep or broad
science."
3. I believe that both of
the above statements are true, but I have added a third and I believe very
novel consideration to this debate, namely: that when a person
experiences satori (in the
Upper-Left quadrant) and thus has a "deep science" direct experience of
Spirit, then narrow science (in the Upper-right quadrant) can
simultaneously track the
brain changes that occur during satori (or sahaj samadhi, moksha, unitive
consciousness, etc.), thus fleshing out our understanding of higher
states of consciousness
and giving us a much fuller, "all-quadrant, all-level" overview of higher
realities. This approach is spelled out in The Marriage of Sense and
Soul and briefly outlined
in A Theory of Everything and Integral Psychology .
Meditation does not follow
the three strands of science, for the data of meditation cannot even be
put in words. So this is an empty analogy.
Oh, here Weis is showing
his old grandmother Zen. He only has half of the Zen truth. "You Must Say
Something!" is the name of Katigiri Roshi's latest book, and it
points out the other half
of Zen: of course the Real is ineffable, but you must say something! So
what can you say? Quite a lot, it turns out, which is why real Zen
Masters talk about Emptiness
all the time. This is acceptable IF you have had satori, in which case
you will know exactly what they mean.
There is a long section in
SES, which Weis might not have read, where I talk about why ALL experiences
are ineffable unless you have had the experience yourself.
Experiences such as making
love, watching a sunset, listening to Bach: none of them can be fully put
into words. The same is true of mystical experiences, but that
does not stop us from communicating
quite a bit about them--just as we can talk quite a bit about sex, even
though it is ineffable. All that is required is a bit of good
will and mutual understanding,
which Weis might want to consider as a happy alternative to his resolute
desire to not agree with a single thing I have ever said. :-)
Stripping Wilber's system
from its ontological and cosmological assumptions leaves us with an attempt
at classifying transpersonal phenomena, which is neither
compelling nor necessary.
It is only one out of many other possible interpretations of the transpersonal.
First, there are no ontological
assumptions, as I explained, but rather conclusions reached by empirical
and phenomenological research based on broad sciences and
reconstructive sciences.
Weis is free to ignore this research, but his own model or system will
clearly suffer for doing so.
Second, the "classification"
system that results from including this data and research involves several
dimensions--including states, stages, and realms--and Weis
shows no indication that
he is familiar with this research, so I would imagine that he would not
find it compelling.
6. The clinical approach
to the transpersonal
Wilber's classification of
stages, pathologies and treatment modalities sees the field of spirituality
with the eyes of a therapist, as if all deviations from the "norm" are
pathological.
Not at all. The idea is simply
that, wherever we find development occurring, including transpersonal development,
we often find that there can be problems, snarls, or
miscarriages in this development,
and if that happens, painful symptoms of the developmental problem can
occur. We naturally do not want to reduce transpersonal
problems to merely personal
problems, and therefore, if we are acting as transpersonal therapists,
we want to extend our therapeutic compassion to these higher
dimensions as well. It's
a simple matter of kindness and consideration.
If we are to understand transpersonal
phenomena in an empirical way, we have to let go of all normative and finalizing
assumptions about how things should be.
Obviously. But once we collect
a great deal of data and experiential evidence on the unfolding and development
of consciousness, then we can legitimately draw
normative conclusions in
a very general sense (again, just as Habermas does; see also Part I). There
is nothing suspect about this; it is very straightforward; and it
certainly does NOT include
finalizing assumptions.
Who are we to say that the
world-rejecting Gnostics were "pathological," an assessment Wilber attributes
to Plotinus? Each spiritual/existential viewpoint is valuable
in itself.
Here Weis's green-meme (or
merely pluralistic) orientation asserts itself clearly. He exhibits the
standard performative contradiction: no view is higher or better than
another, except his own
view, which is the one correct way to see things. It is exactly to avoid
such performative self-contradictions that a more integral approach to
spirituality would be helpful.
7. Weis' proposal for an
alternative view of the transpersonal
Wilber's system is far too
abstract to be useful for transpersonal researchers, who have to deal with
specific and detailed issues.
Then Weis should quickly
alert the millions of readers around the world who are using this system
and finding it quite useful. And please hurry, they are clearly
wasting their lives! :-)
But the point is, use the abstract framework and also apply whatever details
you wish (my work offers a fair amount of details as well), and
then you will have the best
of both worlds.
Let's not focus on stages
but on states (induced or spontaneous) in empirical transpersonal research.
That is something we can handle.
My model includes both states
and stages, since that is what is warranted by the empirical and phenomenological
evidence to date. If Weis wants to ignore this huge
body of evidence, then he
must tell us why he ignores this evidence, and he must tell us what defects
in the researchers led to their finding this evidence. Until he does
that, any truly integral
model will include all the relevant facts as disclosed by reputable researchers.
I do not think we should toss out evidence as easily as Weis
does.
Let's see how people integrate
these states into their personality, and how they affect their larger behavior.
That's exactly what my approach
does. But it also includes the effect of stages, types, developmental lines,
the self as integrating tendency, and so on, which gives us
a much more complete and
integral view than that of Weis, in my opinion.
Trying to fit the transpersonal
in an abstract and theoretical framework is a hopeless enterprise, all
mystics have said the spiritual cannot adequately be formulated.
Yes, and all of traditions
of the mystics have nonetheless offered general maps of the journey to
Spirit (such as the ten Zen Ox-Herding pictures). It turns out that
there are family resemblances
to these maps, and these resemblances seem to reflect certain deep potentials
in the human bodymind (deep potentials for
self-transcendence given
as the Great Nest). We don't try to fit anything into an abstract and theoretical
framework. Instead, we attempt a reconstructive science that
concludes, based on empirical
and phenomenological research and evidence, that there are higher states
and stages available to men and women (but again, not in a
predetermined fashion, since
their manifestation is molded by all four quadrants--behavioral, intentional,
social, and cultural). This is a much fuller approach than
Weis offers, I believe.
Let me finish by saying that
I believe I truly resonate with some of the genuine worry and concerns
that Weis demonstrates--particularly the concern about closed
systems, authoritarian control,
lack of openness, and potential for abuse. But I have already written extensively
about those issues and about why we therefore need
a post-metaphysical, deep-scientific
or experiential approach to such issues, and why we must sharply differentiate
such post-metaphysical spirituality from both the
perennial philosophy and
the many New-Age movements. I'm sure if Weis would read my work in this
area that he could find something to hate about it, too, and
we are all eagerly looking
forward to his next round of criticism, although I'm sure that I will be
forgiven if I don't respond, since I might have more important things
to do, like feed my goldfish.
Appendix 1: On The Need for
a Post-Metaphysical and Critical Spirituality
The following endnotes are
taken from Integral Psychology . They point up, once again, my belief that
we need to move from a metaphysical approach (which
assumes that numerous planes
or levels of reality exist in a radically independent fashion from the
consciousness that knows them) and move toward a much more
critical approach (which
investigates the structures of the subject that knows the object, or in
this case, that knows the levels of reality). In the following notes, I
try to
make two major points: (1)
we can no longer conceive planes or levels of reality as entirely pre-existing,
pre-given ontological structures; (2) we can, however,
continue to refer to ontologically
real levels of reality, but only if they are conceived as fundamentally
codependent on the consciousness that perceives and
co-creates them. This allows
us to retain planes, levels, or realms of reality as separate and quasi-independent
variables, but only by realizing that those levels of
reality are internally related
to levels of consciousness, and that if a particular human consciousness
does not perceive a realm, that realm can exist only because it is a
realm of consciousness held
in Spirit (a Spirit that human consciousness itself can directly realize
in satori or enlightenment). This dramatically shifts independent levels
of reality known by a priori
metaphysical speculation, to levels of consciousness known by direct experience
(and hence open to continual criticism and refinement
via deep science, research,
and investigation)--the shift, that is, from metaphysical to postmetaphysical
spirituality.
Some of the following notes
might not make complete sense unless one reads the book from which they
are taken ( Integral Psychology ), but by and large I think
they are clear enough to
get the general idea. I have edited these notes slightly for emphasis.
This appendix is followed by several follow-up questions and my
responses.
1.3 [which means, endnote
3 to chapter 1]. As Huston Smith points out in Forgotten Truth , in the
great traditions, the levels of consciousness (or levels of selfhood)
are sometimes distinguished
from the levels of reality (or planes of reality), and I also follow that
distinction. However, for most purposes they must be treated
together, as the being and
knowing aspects of each of the levels in the Great Nest. In other words,
the basic structures of knowing (the levels of
consciousness/selfhood)
and the basic structures of being (the planes/realms of reality) are intimately
and internally connected, and unless otherwise specified, both of
these are indicated by the
terms basic structures or basic levels of the Great Nest. (Huston Smith
indicates this by using the same figure of concentric circles to cover
both levels of reality and
levels of selfhood.) But the reason it is necessary to distinguish them
is that a given level of selfhood can encounter a different level of reality,
as we will see in subsequent
discussions, and thus these need to be preserved as two independent variables.
Nonetheless, there are advantages, in modern
discourse, to emphasizing
the epistemological component over the ontological, as I will point out
in the following discussion.
1.5 This is similar to the
Mahayana Buddhist notion of the alaya-vijnana, the "collective storehouse
consciousness," which is present in every person, and which is
said to be the repository
of the memory traces ( vasanas) of all past experiences, both of oneself
and others (i.e., it is not just collective but transpersonal, embracing
all sentient beings; in
my system, it is the high-subtle to low-causal). It is said that, in higher
stages of meditation, one can contact this transpersonal consciousness,
which helps to release one
from a narrow and restricted identity with the individual self. Thus, according
to Mahayana Buddhism, the alaya-vijnana is: (1) a real
transpersonal realm, an
actuality, that exists in all people; (2) it is, however, rarely contacted
in a conscious fashion, so for most people, that conscious contact is
merely a potential; (3)
as a collective storehouse, it is evolving and changing as more and more
vasanas are collectively accumulated; (4) thus its actual contours are
constantly coevolving with
people's experience--it is definitely not a pregiven, unchanging mold or
eternal archetype; (5) even though it is constantly evolving, any
individual, at any given
time, by directly experiencing that realm, can be released from the constrictions
of individuality; (6) thus, the fact that this subtle realm is
evolving and changing does
not mean that it cannot confer transpersonal liberation at any given time.
Of course, final liberation
is said to be beyond even the subtle forms or vasanas, into the formless
or causal (and then nondual). The causal is the only basic "level"
that does not change and
evolve, because it is purely formless. But even the nondual evolves in
part, because it is a union of causal emptiness (which does not
evolve) and the entire manifest
world (which does).
To my mind, this conception
(which is a reconstruction of the Buddhist view) is more adequate than
that of eternally unchanging archetypal molds (see the
Introduction to volume 2
of the Collected Works for a fuller discussion of this theme [this is reprinted
below in Appendix 2, "The Nature of Involution"]; some
aspects of the Kosmos must
still be assumed to be archetypal, but far fewer than the perennial philosophy
generally imagined). In my opinion, all of the holons of
existence (including the
basic structures) are, in part, these types of evolutionary memories or
habits. And, for the present discussion, it should be remembered that
the higher levels are still
evolving themselves, and thus they are great potentials, not pregiven absolutes,
but this still does not prevent them from being able to release
us from the constrictions
of the lower realms.
8.1 As indicated in the text,
states of consciousness are very important, but for them to contribute
to development they must become structures/traits. Planes or
realms are important, but
they cannot be conceived pre-critically as ontologically independent realities,
but rather as coproductions of perceiving selves (see note 8.2
[which follows]). Thus,
the simplest generalization is that individual development involves waves,
streams, and self, without in any way denying the importance of all
of those others factors,
from states to planes to numerous heterarchical processes and patterns.
8.2 In my view, the basic
structures in the Great Nest are simultaneously levels of both knowing
and being, epistemology and ontology. For reasons discussed in the
text (namely, modernity
rejected most ontology and allowed only epistemology), I usually refer
to the basic structures as "the basic structures of consciousness" (or
"the basic levels of consciousness");
but their ontological status should not be overlooked as long as their
internal connection to consciousness is not ignored.
Generally, the perennial
philosophy refers to the former as levels of consciousness (or levels of
selfhood ), and the latter as realms or planes of existence (or levels
of
reality ), which we should
understand as inextricably interwoven (see note 1.3). Thus, as Huston Smith
pointed out (Forgotten Truth), the body level of
consciousness corresponds
with the terrestrial realm or plane of existence; the mind level of consciousness
corresponds with the intermediate realm or plane of
existence; the soul level
of consciousness corresponds with the celestial plane of existence; and
the spirit level of consciousness corresponds with the infinite plane of
existence. Since these are
correlative structures (levels of consciousness and planes of existence),
I include both of them in the idea of basic structures or basic levels
of the Great Nest.
However, on occasion it is
useful to distinguish them, because a given level of self can experience
a different level or plane of reality . I have often made this
distinction when analyzing
modes of knowing (see Eye to Eye , chapters 2 and 6; A Sociable God , chapter
8), and I will do the same in the text when we discuss
modes of art. Moreover,
in ontogeny, the structures develop but the planes do not (the self develops
through the already-given potential planes or levels of reality
[which pre-exist only as
a potential gradient of transcendence]); however, in both Kosmic involution
and evolution/phylogeny, the planes/realms also develop, or
unfold from Source and enfold
to Source (so we cannot say that planes show no development at all: they
involve and evolve from Spirit; see note 1.5 [above] for the
ways in which the planes
themselves coevolve). But a given level of self, generally, can interact
with different levels of reality, to various degrees, so that we need to
keep these two (structures
and realms) as independent variables.
Thus, for example, as I pointed
out in Eye to Eye , consciousness can turn its attention to the material
plane (using its epistemological eye of flesh), the intermediate
plane (using its epistemological
eye of mind), or the celestial plane (using its epistemological eye of
contemplation). The material, intermediate, and celestial planes are
the ontological levels;
in Eye to Eye I refer to them using the terms sensibilia, intelligibilia,
and transcendelia (i.e., the objects in those planes or realms). The eyes
of
flesh, mind, and contemplation
are the epistemological levels correlated with (and disclosing) those ontological
planes of sensibilia, intelligibilia, and transcendelia. (Of
course, this is just using
a simple three-level version of the Great Nest; if we use five levels,
there are then five planes of existence and five correlative levels of
consciousness, and so on.
In my scheme, since I often use 7 to 9 general levels of consciousness,
there are likewise 7 to 9 general realms or planes of reality.)
But notice: you can make
essentially the same points using only the levels of consciousness (since
being and knowing are two sides of the same levels). You can say
that the mind can investigate
the intermediate realm, or you can simply say the mind can investigate
other minds. You can say the mind can investigate the celestial
realm, or you can simply
say the mind can investigate the subtle level. They are essentially saying
the same thing, as long as you realize that any given level of selfhood
(or consciousness) can turn
its attention to any level of existence (or plane of reality). These two
independent scales, in other words, can be stated as "level of
consciousness investigates
planes of existence"; but they can also be stated as "level of consciousness
investigates other levels of consciousness," as long as we
understand the correlations
involved.
I often use the latter formulation,
simply because, as I said, it avoids the ontological and metaphysical speculations
that modernity quite rightly finds so questionable.
Premodern philosophy was
unabashedly metaphysical (i.e., it assumed the nonproblematic ontological
existence of all the various planes, levels, and realms of
transcendental reality);
whereas modern philosophy was primarily critical (it investigated the structures
of the subject of thinking, and called into question the
ontological status of the
objects of thought), and thus modernity brought a much needed critical
attitude to bear on the topic (even if it went overboard in its critical
zeal and sometimes erased
all objects of knowledge except the empirical and sensorimotor).
A crippling problem with
the perennial traditions (and the merely metaphysical approaches) is that
they tend to discuss ontological levels (planes or axes) as if they
were pregiven, independent
of the perceiver of those domains, thus overlooking the substantial amount
of modern and postmodern research showing that cultural
backgrounds and social structures
profoundly mold perceptions in all domains (i.e., the perennial philosophy
did not sufficiently differentiate the four quadrants). For
all these reasons, simply
talking about "planes" as completely independent ontological realities
is extremely problematic--yet another reason I have tended to
emphasize the epistemological
facets over the merely ontological ones.
Follow-Up Questions
In a 1983 article inThe American
Theosophist you called your approach the "Neo-Perennial Philosophy," to
distinguish it from the anti-modern, anti-evolutionary
versions. Do you still stand
by that article?
Yes, I do still stand by
that article. In fact, if you look at it, that article specifically defends
only ONE item of the perennial philosophy: namely, the existence of the
timeless, spaceless, formless
Ground or unqualifiable Spirit as such. That article in itself is therefore
a radical rejection of virtually everything the perennial philosophy
has claimed. The title itself
was an ironic put-down: you can't have a new version of that which claims
to be unchanging!
However, that does not mean
that all of the conclusions of perennial philosophy are necessarily invalid;
it only means that they have to be re-assessed to include a
modern and postmodern perspective
and reconstructed in the light of Spirit's own ongoing evolution and development.
That was the major point of that article, and it
marked my break with the
perennial philosophy as such. (That article is included as chap. 2 in The
Eye of Spirit ).
Does that mean that between
1977 (with your first book) and 1983 you did embrace a version of the perennial
philosophy, but you have stopped doing so?
Yes, that is basically right.
But there are several items here that need to be treated separately.
First is the issue of a perennial
philosophy itself: is it true that there is a set of doctrines, ideas,
and practices that are essentially the same in all of the world's great
wisdom traditions or religions?
That is a very difficult proposition to demonstrate, obviously. Nonetheless,
I believe that there are a handful of spiritual tenets that can
indeed be found in most
of the world's great religions. However, they are not "perennial," for
they mostly appear only in those spiritual traditions that or |